CISI – Global Financial Compliance

Global Financial Compliance

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. CISI Global Financial Compliance qualification addresses techniques used to implement successful compliance functions in organisations. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It further addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

1. The international regulatory environment
2. The compliance function
3. Managing the risk of financial crime
4. Ethics, Integrity and Fairness
5. Governance, risk management and compliance

Key Features

• Specialist qualification – covers all the key aspects of compliance
• Globally portable – addresses international issues, reflecting the needs of a worldwide market
• Flexible study options – can be taken as a stand-alone qualification or combined with other units to achieve the full Certificate in Global Financial Compliance or Investment Operations Certificate (IOC)
• ACSI designatory letters